File a Claim Online

1. You are urged to read carefully the accompanying Notice of Proposed Class Action Settlement (the “Notice”) and the Amended Stipulation of Settlement (“Stipulation”). Both documents are available on the Important Document page on this website. All capitalized terms used herein shall have the same meaning as defined in the Notice and the Stipulation.

2. To file a claim and recover under the Settlement, you must have purchased or otherwise acquired TerraVia Holdings, Inc. (“TerraVia”) common stock between May 4, 2016, and November 6, 2016, both dates inclusive.

3. If you are a Settlement Class Member and wish to participate in the proposed Settlement, you must complete and sign the Proof of Claim Form (“Proof of Claim”). The submission of a Proof of Claim does not ensure that your claim will be upheld or that you will share in any recovery. All claims are subject to verification and investigation. If you fail to file a fully completed Proof of Claim, or are not eligible to recover under the Settlement, your claim may be rejected and you may be precluded from any recovery from the proposed Settlement. You may also be requested to provide further information.

4. You must complete and sign your Proof Of Claim, postmarked on or before May 23, 2024, and send it to the Claims Administrator at:

TerraVia Securities Litigation
c/o Strategic Claims Services
P.O. Box 230
600 N. Jackson St., Ste. 205
info@strategicclaims.net

Or complete an electronic version of the Proof of Claim and e-file on or before May 23, 2024, by clicking Next below and following all the instructions.

5. If you are a member of the Settlement Class and do not timely request exclusion, you will be bound by any judgment entered in the Action whether or not you submit a Proof of Claim.

6. If you are not a member of the Settlement Class, do not submit a Proof of Claim. For help completing this Proof of Claim, please contact the Claims Administrator.

1. If you purchased TerraVia common stock and registered the certificate in your name, you are the beneficial owner as well as the owner of record. If, however, you purchased TerraVia common stock and the certificate was registered in the name of a third party (such as your stock broker), you are the beneficial owner and the third party is the owner of record. Proceeds of this Settlement will be distributed to Settlement Class members who are beneficial owners of TerraVia common stock.

2. Use the section entitled “Claimant Identification Schedule,” to identify yourself and each owner of record, if different from the beneficial owner of TerraVia common stock that forms the basis of this claim. This claim must be filed by the actual beneficial owner(s), or the legal representative of such owner(s), of the stock upon which this claim is based.

3. If shares of TerraVia common stock were owned jointly, all joint owners must sign the Proof of Claim. Executors, administrators, guardians, conservators, and trustees may complete and sign the Proof of Claim on behalf of persons or entities represented by them, but they must identify such persons or entities and provide proof of their authority (e.g., powers of attorney or currently effective letters testamentary or letters of administration). The Social Security (or taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the Claim. If you fail to provide the foregoing information, your claim may be delayed or rejected.

4. You must file a separate Proof of Claim for each differently named account or ownership, such as an individual account, an IRA account, a joint account, a custodial account, etc. Joint tenants, coowners, or custodians UGMA should file a single claim. Claimants who file one or more claims (e.g., one in Claimant’s name and one for an IRA or joint ownership) must identify the other claims filed.

5. NOTICE REGARDING ELECTRONIC FILES: Representatives with the authority to file on behalf of (a) accounts of multiple Persons and/or (b) institutional accounts with large numbers of transactions (“Representative Filers”) must submit information regarding their clients’ transactions in the approved electronic spreadsheet format, which is available by request to the Claims Administrator at efile@strategicclaims.net or by visiting the website www.strategicclaims.net/institutional-filers/. One spreadsheet may contain the information for multiple Persons and institutional accounts, but all Representative Filers MUST also submit a manually signed Proof of Claim, as well as proof of authority to file (see paragraph 3 above) along with the electronic spreadsheet. The Claims Administrator reserves the right to request additional documentary proof regarding transactions and holdings in the Company’s shares to prove and accurately process the Proof of Claim. Any file not submitted in accordance with the required electronic filing format will be subject to rejection. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues an email after processing the file with claim number(s) and respective account information. Do not assume that the file has been received or processed until the Claims Administrator sends a confirmation email. If you do not receive such an email within 10 days of submission, please contact the electronic filing department at efile@strategicclaims.net to inquire about the file and confirm it was received and acceptable.

6. NOTICE REGARDING ONLINE FILING: Claimants who are not Representative Filers may submit their claims online by clicking Next below and following all the instructions. If you are not acting as a Representative Filer, you do not need to contact the Claims Administrator prior to filing; you will receive an automated e-mail confirming receipt once your Proof of Claim has been submitted. If you are unsure if you should submit your claim as a Representative Filer, please contact the Claims Administrator at info@strategicclaims.net or (866) 274-4004. If you are not a Representative Filer, but your claim contains a large number of transactions, the Claims Administrator may request that you also submit an electronic spreadsheet showing your transactions to accompany your Proof of Claim.

1. Use the section entitled “Schedule of Transactions” to supply all of the requested information with respect to all of your transactions—purchases, other acquisitions, sales, and other dispositions—in TerraVia common stock that took place at any time between May 4, 2016, through and including February 2, 2017, whether such transactions resulted in a profit or a loss. Please note, pursuant to the Plan of Allocation, there are no Recognized Losses for purchases of TerraVia common stock on or after November 7, 2016. Purchases of Terra Via common stock during the 90-day period from November 7, 2016 through February 2, 2017 will only be used to balance your claim. The failure to report all such transactions or to provide all requested information with respect to each transaction may result in the rejection of your claim.

2. List each transaction separately and in chronological order by trade date, beginning with the earliest. You must accurately provide the month, day, and year of each transaction, as well as the purchase and/or sales price, excluding commissions, taxes, and other fees. The date of a transaction is the “trade” date and not the “settlement” date. The date of covering a “short sale” is deemed to be the date of purchase, and the date of a “share sale” is deemed to be the date of sale. Shares originally sold short will have a Recognized Loss of zero. TerraVia common stock acquired or disposed of for any consideration other than, or in addition to, cash must be reported as having been acquired or disposed of.

3. Please attach to your claim form copies of brokerage confirmations, monthly statements, or other documentation of your transactions in TerraVia common stock in order for your claim to be valid. Failure to provide this documentation could delay verification of your Claim. The Claims Administrator may also request additional information as required to efficiently and reliably calculate your losses.

4. If your trading activity between May 4, 2016, and February 2, 2017, exceeds 50 transactions, you must provide all information required in the Schedule of Transactions in an electronic file. For instructions and parameters concerning such a submission, please visit www.terraviasettlement.com, call the Claims Administrator at (866) 274-4004, or e-mail the Claims Administrator at info@strategicclaims.net.

5. Please refer to the Plan of Allocation set forth in the accompanying Notice for a detailed explanation of how a Claimant’s Recognized Loss will be calculated.

The Claims Administrator will use this information for all communications regarding this Claim Form. If this information changes, you MUST notify the Claims Administrator in writing.

Below is a summary of the transactions you entered. Your Beginning Holdings plus Purchases minus Sales and Ending Holdings should equal zero. Please correct any errors below to ensure that all transactions are accounted for.

I/We acknowledge that I/we have read the Notice of Proposed Class Action Settlement and that pursuant thereto I/we file this claim to participate in the Settlement.

I/We hereby warrant and represent that neither I/we, nor any person I/We represent, is a Defendant (as defined in the Notice) with respect to any of the claims asserted in the Action, a member of the immediate family of any of the Defendants, or anyone excluded from the Settlement Class as it is defined in the Stipulation, or a person or entity who has requested exclusion from the Settlement Class.

I/We hereby warrant and represent that I/We have not assigned or transferred or purported to assign or transfer, voluntarily or involuntarily, any matter released pursuant to this release or any other part or portion hereof.

I/We hereby warrant and represent that I/We have included information about all of my/our transactions in TerraVia common stock between May 4, 2016, and February 2, 2017, as well as the number of shares of TerraVia common stock held by me/us at the close of trading on May 3, 2016, and February 2, 2017.

I/We hereby warrant and represent that I am/we are authorized to execute and deliver this Proof of Claim.

I/We certify that I am/we are not subject to backup withholding.

I/We certify that I/we purchased or otherwise acquired the TerraVia common stock listed in the Schedule between May 4, 2016, and November 6, 2016, inclusive.

I/We declare and affirm under penalties of perjury that the foregoing information and the documents attached hereto, including the Social Security or Taxpayer Identification Number shown on this Proof of Claim, are true, correct and complete to the best of my/our knowledge, information, and belief.